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ANDA ASSET MANAGEMENT CO., LTD.

SEOUL, Korea, South · CRD 165123 · IAPD ↗ · andaasset.com · 822-2156-2800

$1.23BRegulatory AUM
23Advisory reps
32Employees
28Clients
n/aPlanning clients
35Private funds
0States
3Disclosures
foreignSegment
ApprovedSEC status

Filing changes

44
July 2026 — ANDA ASSET MANAGEMENT CO., LTD. grew from 19 to 23 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
July 2026 — ANDA ASSET MANAGEMENT CO., LTD. crossed $1B in regulatory AUM ($650.0M -> $1.23B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
18
July 2025 — ANDA ASSET MANAGEMENT CO., LTD. reported RAUM down 33% ($972.1M -> $650.0M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
23
April 2025 — ANDA ASSET MANAGEMENT CO., LTD.'s Item 11 disclosure-reporting entries rose by 1 (2 -> 3).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.