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PASSIVE CAPITAL MANAGEMENT, LLC

SYRACUSE, NY · CRD 142870 · IAPD ↗ · llinkedin.com · 315-478-3130

$996.9MRegulatory AUM
8Advisory reps
8Employees
12Clients
26-50Planning clients
0Private funds
14States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

53
May 2025 — PASSIVE CAPITAL MANAGEMENT, LLC added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
49
April 2025 — PASSIVE CAPITAL MANAGEMENT, LLC notice-filed in CO, CT, NH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
68
April 2025 — PASSIVE CAPITAL MANAGEMENT, LLC now reports custody of client assets ($45.0M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
70
April 2025 — PASSIVE CAPITAL MANAGEMENT, LLC grew from 6 to 8 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
78
April 2025 — PASSIVE CAPITAL MANAGEMENT, LLC now offers financial planning (Item 5G(1)).
Firm now reports offering financial planning (Item 5G(1)). They need planning software.
Financial planning softwareCRM

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.