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WADDELL & ASSOCIATES, LLC

MEMPHIS, TN · CRD 283723 · IAPD ↗ · vimeo.com · 901-767-9187

$2.38BRegulatory AUM
9Advisory reps
21Employees
1Clients
1-10Planning clients
0Private funds
26States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
September 2026 — WADDELL & ASSOCIATES, LLC (MEMPHIS, TN) left the SEC roster (was $2.38B RAUM, 9 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
47
April 2026 — WADDELL & ASSOCIATES, LLC notice-filed in MT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
67
April 2026 — WADDELL & ASSOCIATES, LLC reported RAUM up 40% ($1.70B -> $2.38B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
47
June 2025 — WADDELL & ASSOCIATES, LLC notice-filed in PA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
April 2025 — WADDELL & ASSOCIATES, LLC notice-filed in AZ.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
65
April 2025 — WADDELL & ASSOCIATES, LLC reported RAUM up 27% ($1.34B -> $1.70B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
47
November 2024 — WADDELL & ASSOCIATES, LLC notice-filed in HI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.