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SCHRODER WEALTH MANAGEMENT (US) LIMITED

LONDON, United Kingdom · CRD 289151 · IAPD ↗ · schroders.com · 00 44 (0)20 7658 6000

$1.40BRegulatory AUM
5Advisory reps
9Employees
0Clients
n/aPlanning clients
0Private funds
25States
0Disclosures
foreignSegment
ApprovedSEC status

Filing changes

23
May 2026 — SCHRODER WEALTH MANAGEMENT (US) LIMITED notice-filed in GA, IL, TN, WY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
42
May 2026 — SCHRODER WEALTH MANAGEMENT (US) LIMITED grew from 3 to 5 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
May 2026 — SCHRODER WEALTH MANAGEMENT (US) LIMITED crossed $1B in regulatory AUM ($922.4M -> $1.40B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
23
April 2025 — SCHRODER WEALTH MANAGEMENT (US) LIMITED notice-filed in CO, CT, MD, ME, MS, NH, SC, VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
36
April 2024 — SCHRODER WEALTH MANAGEMENT (US) LIMITED reported RAUM up 42% ($557.0M -> $790.1M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.