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TIDAL INVESTMENTS LLC

MILWAUKEE, WI · CRD 164201 · IAPD ↗ · 855-843-2534

$45.83BRegulatory AUM
50Advisory reps
207Employees
6Clients
n/aPlanning clients
0Private funds
5States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

73
April 2026 — TIDAL INVESTMENTS LLC reported RAUM up 68% ($27.26B -> $45.83B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
85
April 2026 — TIDAL INVESTMENTS LLC grew from 19 to 50 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
30
April 2025 — TIDAL INVESTMENTS LLC changed its website from torosoadvisors.com to tidalfinancialgroup.com.
Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
Marketing & brand
55
April 2025 — TIDAL INVESTMENTS LLC added office(s): 1 -> 4 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
75
April 2025 — TIDAL INVESTMENTS LLC reported RAUM up 140% ($11.33B -> $27.26B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
77
April 2025 — TIDAL INVESTMENTS LLC grew from 12 to 19 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
April 2024 — TIDAL INVESTMENTS LLC shrank from 16 to 12 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
75
April 2024 — TIDAL INVESTMENTS LLC reported RAUM up 103% ($5.57B -> $11.33B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.