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CLARITY INVESTMENTS + PLANNING LLC

MOUNT KISCO, NY · CRD 148888 · IAPD ↗ · clarityinv.com · (212) 730-7029

$141.5MRegulatory AUM
1Advisory reps
2Employees
21Clients
51-100Planning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
April 2026 — CLARITY INVESTMENTS + PLANNING LLC now reports custody of client assets ($1.2M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
42
April 2025 — CLARITY INVESTMENTS + PLANNING LLC notice-filed in MD.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
December 2024 — CLARITY INVESTMENTS + PLANNING LLC added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.