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PRIVATE CLIENT GROUP ASSET MANAGEMENT

GLADSTONE, NJ · CRD 148208 · IAPD ↗ · privateclientgroupam.com · 908-719-3024

$143.1MRegulatory AUM
5Advisory reps
5Employees
0Clients
26-50Planning clients
0Private funds
6States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
April 2026 — PRIVATE CLIENT GROUP ASSET MANAGEMENT now reports custody of client assets ($27.9M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
68
April 2025 — PRIVATE CLIENT GROUP ASSET MANAGEMENT grew from 1 to 4 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
45
February 2025 — PRIVATE CLIENT GROUP ASSET MANAGEMENT moved its main office from BEDMINSTER, NJ to GLADSTONE, NJ.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
61
March 2024 — PRIVATE CLIENT GROUP ASSET MANAGEMENT reports 26-50 financial-planning clients, up from 1-10.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.