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POINTOAK RETIREMENT ADVISORS

MCLEAN, VA · CRD 314866 · IAPD ↗ · 703-595-4444

$1.08BRegulatory AUM
3Advisory reps
3Employees
0Clients
1-10Planning clients
0Private funds
6States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

85
April 2026 — POINTOAK RETIREMENT ADVISORS crossed $1B in regulatory AUM ($818.7M -> $1.08B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
45
February 2026 — POINTOAK RETIREMENT ADVISORS notice-filed in TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
April 2025 — POINTOAK RETIREMENT ADVISORS notice-filed in NH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
April 2025 — POINTOAK RETIREMENT ADVISORS crossed $500M in regulatory AUM ($270.9M -> $818.7M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
63
April 2024 — POINTOAK RETIREMENT ADVISORS reported RAUM up 26% ($215.5M -> $270.9M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.