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LINDEN THOMAS ADVISORY SERVICES, LLC

CHARLOTTE, NC · CRD 288557 · IAPD ↗ · lindenthomas.com · (704) 554-8150

$1.77BRegulatory AUM
8Advisory reps
14Employees
0Clients
51-100Planning clients
0Private funds
18States
3Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
June 2026 — LINDEN THOMAS ADVISORY SERVICES, LLC notice-filed in AZ, CO, KY, MA, PA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
74
May 2026 — LINDEN THOMAS ADVISORY SERVICES, LLC grew from 4 to 8 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
65
April 2025 — LINDEN THOMAS ADVISORY SERVICES, LLC began participating in a wrap-fee program.
Firm began participating in a wrap-fee program (Item 5I(1)).
Portfolio / reporting / TAMPCompliance

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.