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RATIONAL ADVISORS, INC.

SAN JUAN, PR · CRD 111452 · IAPD ↗ · catalyst-insights.com · 6467578387

$2.56BRegulatory AUM
8Advisory reps
17Employees
0Clients
0Planning clients
1Private funds
2States
15Disclosures
fundSegment
ApprovedSEC status

Filing changes

40
April 2026 — RATIONAL ADVISORS, INC. added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
40
April 2025 — RATIONAL ADVISORS, INC.'s Item 11 disclosure-reporting entries rose by 4 (11 -> 15).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
60
April 2025 — RATIONAL ADVISORS, INC. now reports 1 private fund(s) ($8.4M gross).
Firm reports private funds for the first time.
Fund administrationCompliance

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.