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COLOMB INVESTMENT MANAGEMENT COMPANY, LLC

METAIRIE, LA · CRD 140088 · IAPD ↗ · colombim.com · 504-520-8050

$4.7MRegulatory AUM
8Advisory reps
8Employees
555Clients
51-100Planning clients
0Private funds
18States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

50
April 2025 — COLOMB INVESTMENT MANAGEMENT COMPANY, LLC added office(s): 2 -> 7 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
64
April 2025 — COLOMB INVESTMENT MANAGEMENT COMPANY, LLC reports 51-100 financial-planning clients, up from 1-10.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
70
April 2025 — COLOMB INVESTMENT MANAGEMENT COMPANY, LLC grew from 4 to 9 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
44
December 2024 — COLOMB INVESTMENT MANAGEMENT COMPANY, LLC notice-filed in IN, ME.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
95
July 2024 — COLOMB INVESTMENT MANAGEMENT COMPANY, LLC (METAIRIE, LA) is newly SEC-registered with $1.6M RAUM and 4 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.