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SECOND SUMMIT WEALTH MANAGEMENT, LLC

· CRD 317984 · IAPD ↗ · secondsummitfinancials.com · (415)-275-2442

$149.7MRegulatory AUM
1Advisory reps
1Employees
0Clients
26-50Planning clients
0Private funds
1States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
April 2025 — SECOND SUMMIT WEALTH MANAGEMENT, LLC now reports custody of client assets ($50.6M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
95
June 2024 — SECOND SUMMIT WEALTH MANAGEMENT, LLC (location n/a) is newly SEC-registered with $104.6M RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.