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NEEDHAM INVESTMENT MANAGEMENT, LLC

NEW YORK, NY · CRD 106783 · IAPD ↗ · needhamfunds.com · 212-371-8300

$1.80BRegulatory AUM
3Advisory reps
11Employees
0Clients
n/aPlanning clients
2Private funds
0States
8Disclosures
fundSegment
ApprovedSEC status

Filing changes

50
April 2026 — NEEDHAM INVESTMENT MANAGEMENT, LLC reported RAUM up 28% ($1.41B -> $1.80B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
70
April 2025 — NEEDHAM INVESTMENT MANAGEMENT, LLC crossed $1B in regulatory AUM ($926.1M -> $1.41B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
52
April 2024 — NEEDHAM INVESTMENT MANAGEMENT, LLC reported RAUM up 49% ($623.4M -> $926.1M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.