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MORGAN STANLEY

PURCHASE, NY · CRD 149777 · IAPD ↗ · morganstanley.com · 914-225-5510

$1961.89BRegulatory AUM
13000Advisory reps
29481Employees
416984Clients
More than 500Planning clients
0Private funds
51States
204Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
July 2026 — MORGAN STANLEY's Item 11 disclosure-reporting entries rose by 1 (226 -> 227).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
April 2025 — MORGAN STANLEY's Item 11 disclosure-reporting entries rose by 29 (218 -> 247).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
January 2025 — MORGAN STANLEY's Item 11 disclosure-reporting entries rose by 3 (215 -> 218).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
October 2024 — MORGAN STANLEY's Item 11 disclosure-reporting entries rose by 3 (243 -> 246).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
August 2024 — MORGAN STANLEY's Item 11 disclosure-reporting entries rose by 1 (242 -> 243).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
April 2024 — MORGAN STANLEY shrank from 15000 to 13000 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.