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HERITAGE WEALTH MANAGEMENT, INC.

SAN DIEGO, CA · CRD 316956 · IAPD ↗ · heritagewealthusa.com · 858-613-9191

$643.4MRegulatory AUM
7Advisory reps
13Employees
0Clients
101-250Planning clients
8Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

28
April 2026 — HERITAGE WEALTH MANAGEMENT, INC. changed its website from heritage-wm.com to heritagewealthusa.com.
Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
Marketing & brand
45
April 2026 — HERITAGE WEALTH MANAGEMENT, INC. notice-filed in NE.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
April 2026 — HERITAGE WEALTH MANAGEMENT, INC. crossed $500M in regulatory AUM ($491.2M -> $643.4M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
April 2026 — HERITAGE WEALTH MANAGEMENT, INC. grew from 5 to 7 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
45
April 2025 — HERITAGE WEALTH MANAGEMENT, INC. notice-filed in UT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
64
April 2025 — HERITAGE WEALTH MANAGEMENT, INC. reported RAUM up 30% ($377.0M -> $491.2M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
70
April 2024 — HERITAGE WEALTH MANAGEMENT, INC. reports 101-250 financial-planning clients, up from 1-10.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.