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RIDGELINE WEALTH ADVISORS, LLC.

RALEIGH, NC · CRD 284843 · IAPD ↗ · 919-782-0494

$189.0MRegulatory AUM
4Advisory reps
7Employees
0Clients
0Planning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

61
April 2026 — RIDGELINE WEALTH ADVISORS, LLC. reported RAUM up 33% ($141.7M -> $189.0M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
50
April 2025 — RIDGELINE WEALTH ADVISORS, LLC. added office(s): 1 -> 5 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
65
April 2025 — RIDGELINE WEALTH ADVISORS, LLC. now reports custody of client assets ($99.0M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
42
October 2024 — RIDGELINE WEALTH ADVISORS, LLC. notice-filed in TN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
September 2024 — RIDGELINE WEALTH ADVISORS, LLC. added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
95
June 2024 — RIDGELINE WEALTH ADVISORS, LLC. (RALEIGH, NC) is newly SEC-registered with $117.7M RAUM and 3 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.