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AWM INVESTMENT COMPANY INC

NEW YORK, NY · CRD 110346 · IAPD ↗ · 212-319-6670

$1.32BRegulatory AUM
8Advisory reps
14Employees
0Clients
n/aPlanning clients
8Private funds
0States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

70
April 2025 — AWM INVESTMENT COMPANY INC crossed $1B in regulatory AUM ($900.4M -> $1.10B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.