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MARQUETTE ASSOCIATES, INC.

CHICAGO, IL · CRD 21572 · IAPD ↗ · marquetteassociates.com · 312-527-5500

$47.06BRegulatory AUM
64Advisory reps
147Employees
754Clients
0Planning clients
0Private funds
28States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
April 2026 — MARQUETTE ASSOCIATES, INC. notice-filed in CA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
April 2026 — MARQUETTE ASSOCIATES, INC. added office(s): 6 -> 8 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
66
April 2026 — MARQUETTE ASSOCIATES, INC. reported RAUM up 32% ($35.57B -> $47.06B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
77
April 2026 — MARQUETTE ASSOCIATES, INC. grew from 57 to 64 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
51
April 2025 — MARQUETTE ASSOCIATES, INC. notice-filed in NC, NJ, VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
April 2025 — MARQUETTE ASSOCIATES, INC. reported RAUM up 55% ($22.95B -> $35.57B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
75
April 2025 — MARQUETTE ASSOCIATES, INC. grew from 52 to 57 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
April 2024 — MARQUETTE ASSOCIATES, INC. shrank from 57 to 52 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
55
April 2024 — MARQUETTE ASSOCIATES, INC. added office(s): 6 -> 7 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
74
April 2024 — MARQUETTE ASSOCIATES, INC. reported RAUM up 72% ($13.31B -> $22.95B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.