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DV CAPITAL ADVISORS, LLC

CHICAGO, IL · CRD 330325 · IAPD ↗ · 312-663-7111

$203.4MRegulatory AUM
7Advisory reps
11Employees
0Clients
n/aPlanning clients
5Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

47
April 2026 — DV CAPITAL ADVISORS, LLC reported RAUM up 36% ($149.7M -> $203.4M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
54
April 2026 — DV CAPITAL ADVISORS, LLC grew from 3 to 7 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
47
April 2025 — DV CAPITAL ADVISORS, LLC reported RAUM up 37% ($109.2M -> $149.7M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
50
April 2025 — DV CAPITAL ADVISORS, LLC now reports custody of client assets ($299.3M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
55
September 2024 — DV CAPITAL ADVISORS, LLC's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
80
June 2024 — DV CAPITAL ADVISORS, LLC (CHICAGO, IL) is newly SEC-registered (provisional 120-day approval) with $109.2M RAUM and 3 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.