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SAFEGUARD INVESTMENT ADVISORY GROUP, LLC

CORONA, CA · CRD 146132 · IAPD ↗ · safeguardinvestment.com · 877-213-7233

$702.3MRegulatory AUM
9Advisory reps
25Employees
0Clients
0Planning clients
0Private funds
12States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

70
April 2025 — SAFEGUARD INVESTMENT ADVISORY GROUP, LLC crossed $500M in regulatory AUM ($454.6M -> $603.5M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
April 2025 — SAFEGUARD INVESTMENT ADVISORY GROUP, LLC grew from 8 to 10 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
53
April 2024 — SAFEGUARD INVESTMENT ADVISORY GROUP, LLC added office(s): 4 -> 5 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
63
April 2024 — SAFEGUARD INVESTMENT ADVISORY GROUP, LLC reported RAUM up 29% ($352.7M -> $454.6M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.