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PROSSER CREEK ASSET MANAGEMENT LLC

CORTE MADERA, CA · CRD 318883 · IAPD ↗ · 415-294-3507

$266.7MRegulatory AUM
1Advisory reps
1Employees
0Clients
n/aPlanning clients
1Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

58
April 2026 — PROSSER CREEK ASSET MANAGEMENT LLC reported RAUM up 96% ($136.3M -> $266.7M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
55
April 2025 — PROSSER CREEK ASSET MANAGEMENT LLC reported RAUM up 231% ($41.1M -> $136.3M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
55
April 2025 — PROSSER CREEK ASSET MANAGEMENT LLC's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
80
January 2025 — PROSSER CREEK ASSET MANAGEMENT LLC (CORTE MADERA, CA) is newly SEC-registered (provisional 120-day approval) with $41.1M RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.