← Tributary

THE L. WARNER COMPANIES, INC

TIMONIUM, MD · CRD 108001 · IAPD ↗ · lwarner.com · 410-252-0808

$802.4MRegulatory AUM
9Advisory reps
38Employees
1Clients
101-250Planning clients
0Private funds
16States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

53
April 2026 — THE L. WARNER COMPANIES, INC shrank from 12 to 9 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
47
January 2026 — THE L. WARNER COMPANIES, INC notice-filed in CT, DE.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
49
April 2025 — THE L. WARNER COMPANIES, INC notice-filed in NE, NH, SC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
June 2024 — THE L. WARNER COMPANIES, INC notice-filed in MA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
June 2024 — THE L. WARNER COMPANIES, INC added office(s): 2 -> 3 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.