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CASCADE FINANCIAL STRATEGIES

BEND, OR · CRD 166610 · IAPD ↗ · cascadefs.com · 541-678-5475

$150.9MRegulatory AUM
3Advisory reps
5Employees
12Clients
11-25Planning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

58
April 2026 — CASCADE FINANCIAL STRATEGIES reports 11-25 financial-planning clients, up from 1-10.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
60
April 2026 — CASCADE FINANCIAL STRATEGIES reported RAUM up 25% ($120.5M -> $150.9M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
95
April 2025 — CASCADE FINANCIAL STRATEGIES (BEND, OR) is newly SEC-registered with $120.5M RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.