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BALDWIN INVESTMENT MANAGEMENT, LLC

WEST CONSHOHOCKEN, PA · CRD 108922 · IAPD ↗ · baldwinmgt.com · 610-260-1555

$1.30BRegulatory AUM
11Advisory reps
14Employees
0Clients
26-50Planning clients
0Private funds
10States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

66
April 2026 — BALDWIN INVESTMENT MANAGEMENT, LLC reports 26-50 financial-planning clients, up from 1-10.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
70
April 2026 — BALDWIN INVESTMENT MANAGEMENT, LLC now reports custody of client assets ($2.44B).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
73
April 2026 — BALDWIN INVESTMENT MANAGEMENT, LLC grew from 8 to 11 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
April 2025 — BALDWIN INVESTMENT MANAGEMENT, LLC notice-filed in CA, CO, MA, NH, VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.