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SANFORD C. BERNSTEIN & CO., LLC

NASHVILLE, TN · CRD 104474 · IAPD ↗ · 615-622-0000

$1.22BRegulatory AUM
0Advisory reps
0Employees
0Clients
101-250Planning clients
0Private funds
51States
28Disclosures
wealthSegment
ApprovedSEC status

Filing changes

50
April 2026 — SANFORD C. BERNSTEIN & CO., LLC reported RAUM down 26% ($1.65B -> $1.22B).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
55
July 2025 — SANFORD C. BERNSTEIN & CO., LLC's Item 11 disclosure-reporting entries rose by 1 (27 -> 28).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
50
April 2025 — SANFORD C. BERNSTEIN & CO., LLC reported RAUM down 56% ($3.71B -> $1.65B).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
55
April 2025 — SANFORD C. BERNSTEIN & CO., LLC's Item 11 disclosure-reporting entries rose by 4 (23 -> 27).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
April 2025 — SANFORD C. BERNSTEIN & CO., LLC added office(s): 23 -> 24 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
70
April 2025 — SANFORD C. BERNSTEIN & CO., LLC now reports custody of client assets ($109.2M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
50
November 2024 — SANFORD C. BERNSTEIN & CO., LLC moved its main office from NEW YORK, NY to NASHVILLE, TN.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
55
November 2024 — SANFORD C. BERNSTEIN & CO., LLC added office(s): 22 -> 23 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
55
April 2024 — SANFORD C. BERNSTEIN & CO., LLC added office(s): 17 -> 22 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
72
April 2024 — SANFORD C. BERNSTEIN & CO., LLC reports 101-250 financial-planning clients, up from 1-10.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.