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TCW PT MANAGEMENT COMPANY LLC

LOS ANGELES, CA · CRD 333068 · IAPD ↗ · tcw.com · 213-244-0000

$2.70BRegulatory AUM
38Advisory reps
344Employees
0Clients
n/aPlanning clients
2Private funds
0States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

40
April 2026 — TCW PT MANAGEMENT COMPANY LLC added office(s): 3 -> 5 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
70
April 2026 — TCW PT MANAGEMENT COMPANY LLC crossed $1B in regulatory AUM ($770.9M -> $2.70B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
63
April 2025 — TCW PT MANAGEMENT COMPANY LLC grew from 28 to 38 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
80
December 2024 — TCW PT MANAGEMENT COMPANY LLC (LOS ANGELES, CA) is newly SEC-registered with $0 RAUM and 28 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.