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SMITH & CO ADVISORY LLC

SPRING HILL, TN · CRD 333042 · IAPD ↗ · smithcoadvisory.com · (615) 682-4383

$118.5MRegulatory AUM
1Advisory reps
2Employees
0Clients
51-100Planning clients
0Private funds
7States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

67
April 2026 — SMITH & CO ADVISORY LLC reports 51-100 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
25
January 2026 — SMITH & CO ADVISORY LLC changed its website from smithwynd.com to smithcoadvisory.com.
Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
Marketing & brand
45
January 2026 — SMITH & CO ADVISORY LLC moved its main office from FRANKLIN, TN to SPRING HILL, TN.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
55
January 2026 — SMITH WYND CAPITAL LLC is now doing business as SMITH & CO ADVISORY LLC.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
70
April 2025 — SMITH WYND CAPITAL LLC's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
50
January 2025 — SMITH WYND CAPITAL LLC added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
50
January 2025 — SMITH WYND CAPITAL LLC notice-filed in AL, CA, FL, KY, LA, TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
95
November 2024 — SMITH WYND CAPITAL LLC (FRANKLIN, TN) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.