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NELSON CAPITAL ADVISORS

· CRD 307706 · IAPD ↗ · 207-420-2442

$1.36BRegulatory AUM
1Advisory reps
1Employees
3Clients
1-10Planning clients
0Private funds
2States
0Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

37
March 2026 — NELSON CAPITAL ADVISORS notice-filed in TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
75
April 2025 — NELSON CAPITAL ADVISORS crossed $1B in regulatory AUM ($197.6M -> $1.52B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.