← Tributary

GUARDIAN WEALTH PARTNERS, LLC

NEW YORK, NY · CRD 310203 · IAPD ↗ · parkavenuesecurities.com · 800-879-6934

$191.4MRegulatory AUM
75Advisory reps
75Employees
3Clients
1-10Planning clients
0Private funds
53States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

50
April 2026 — GUARDIAN WEALTH PARTNERS, LLC shrank from 87 to 75 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
55
April 2026 — PARK AVENUE INVESTMENT ADVISORY, LLC is now doing business as GUARDIAN WEALTH PARTNERS, LLC.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
70
April 2026 — GUARDIAN WEALTH PARTNERS, LLC reported RAUM up 95% ($98.3M -> $191.4M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
50
April 2025 — PARK AVENUE INVESTMENT ADVISORY, LLC added office(s): 8 -> 9 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
61
April 2025 — PARK AVENUE INVESTMENT ADVISORY, LLC reported RAUM up 30% ($75.4M -> $98.3M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
80
April 2025 — PARK AVENUE INVESTMENT ADVISORY, LLC grew from 70 to 87 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
50
April 2024 — PARK AVENUE INVESTMENT ADVISORY, LLC shrank from 75 to 70 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
50
April 2024 — PARK AVENUE INVESTMENT ADVISORY, LLC added office(s): 5 -> 8 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.