← Tributary

SAN LUIS WEALTH ADVISORS

SAN LUIS OBISPO, CA · CRD 309506 · IAPD ↗ · sanluiswealth.com · 805-810-0002

$760.0MRegulatory AUM
4Advisory reps
6Employees
0Clients
251-500Planning clients
0Private funds
7States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
April 2026 — SAN LUIS WEALTH ADVISORS notice-filed in CO, MA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
61
April 2026 — SAN LUIS WEALTH ADVISORS reports 251-500 financial-planning clients, up from 101-250.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
45
April 2025 — SAN LUIS WEALTH ADVISORS notice-filed in OR.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
63
April 2025 — SAN LUIS WEALTH ADVISORS reported RAUM up 26% ($561.1M -> $705.5M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
64
April 2025 — SAN LUIS WEALTH ADVISORS reports 101-250 financial-planning clients, up from 26-50.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
70
May 2024 — SAN LUIS WEALTH ADVISORS crossed $500M in regulatory AUM ($97.2M -> $561.1M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
45
April 2024 — SAN LUIS WEALTH ADVISORS reported RAUM down 80% ($495.0M -> $97.2M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.