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SYGNUS CAPITAL SL LIMITED

CASTRIES, Saint Lucia · CRD 333426 · IAPD ↗ · (758) 731-3500

$67.0MRegulatory AUM
2Advisory reps
3Employees
0Clients
n/aPlanning clients
6Private funds
0States
0Disclosures
foreignSegment
ApprovedSEC status

Filing changes

35
April 2026 — SYGNUS CAPITAL SL LIMITED now reports custody of client assets ($134.0M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
40
April 2026 — SYGNUS CAPITAL SL LIMITED now reports 6 private fund(s) ($134.0M gross).
Firm reports private funds for the first time.
Fund administrationCompliance
65
April 2025 — SYGNUS CAPITAL SL LIMITED (CASTRIES, Saint Lucia) is newly SEC-registered with $0 RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.