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G-LEGION, LLC

CHICAGO, IL · CRD 286297 · IAPD ↗ · tetonadv.com · (312) 786-5000

$12.6MRegulatory AUM
1Advisory reps
5Employees
0Clients
n/aPlanning clients
0Private funds
1States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
August 2026 — KEELEY-TETON ADVISORS, LLC is now doing business as G-LEGION, LLC.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
25
July 2025 — KEELEY-TETON ADVISORS, LLC changed its website from keeleyteton.com to tetonadv.com.
Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
Marketing & brand
45
July 2025 — KEELEY-TETON ADVISORS, LLC reported RAUM down 99% ($1.02B -> $12.0M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
50
July 2025 — KEELEY-TETON ADVISORS, LLC shrank from 11 to 1 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
85
April 2025 — KEELEY-TETON ADVISORS, LLC crossed $1B in regulatory AUM ($888.8M -> $1.02B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
47
September 2024 — KEELEY-TETON ADVISORS, LLC notice-filed in CA, MD.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.