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RICE FINANCIAL CONSULTING, INC.

LOS GATOS, CA · CRD 170346 · IAPD ↗ · ricefc.com · (408) 354-3400

$287.2MRegulatory AUM
5Advisory reps
5Employees
0Clients
0Planning clients
0Private funds
7States
2Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
April 2026 — RICE FINANCIAL CONSULTING, INC. notice-filed in AZ, NV.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
44
April 2025 — RICE FINANCIAL CONSULTING, INC. notice-filed in OR, WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
67
April 2025 — RICE FINANCIAL CONSULTING, INC. grew from 3 to 5 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.