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OASIS ADVISORS

FOREST CITY, IA · CRD 335555 · IAPD ↗ · 641-251-6001

$277.7MRegulatory AUM
22Advisory reps
27Employees
0Clients
More than 500Planning clients
0Private funds
23States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

79
April 2026 — OASIS ADVISORS reports More than 500 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
50
July 2025 — OASIS ADVISORS added office(s): 3 -> 8 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
76
July 2025 — OASIS ADVISORS grew from 11 to 22 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
50
June 2025 — OASIS ADVISORS notice-filed in CA, CO, FL, GA, IL, KS, LA, MN, NC, NE, NM, NV, OK, PA, TN, UT, VA, WA, WY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
95
April 2025 — OASIS ADVISORS (FOREST CITY, IA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 11 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.