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CAZ INVESTMENTS REGISTERED ADVISER LLC

HOUSTON, TX · CRD 327614 · IAPD ↗ · 713-403-8250

$540.6MRegulatory AUM
68Advisory reps
83Employees
0Clients
n/aPlanning clients
0Private funds
1States
0Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

60
April 2026 — CAZ INVESTMENTS REGISTERED ADVISER LLC crossed $500M in regulatory AUM ($179.9M -> $540.6M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
April 2026 — CAZ INVESTMENTS REGISTERED ADVISER LLC grew from 56 to 68 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
60
April 2025 — CAZ INVESTMENTS REGISTERED ADVISER LLC reported RAUM up 239% ($53.0M -> $179.9M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
70
April 2025 — CAZ INVESTMENTS REGISTERED ADVISER LLC grew from 34 to 56 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.