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KANE INVESTMENT MANAGEMENT, INC.

LOS GATOS, CA · CRD 127337 · IAPD ↗ · kaneinvestment.com · 408-358-5263

$240.5MRegulatory AUM
6Advisory reps
9Employees
0Clients
0Planning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

44
April 2025 — KANE INVESTMENT MANAGEMENT, INC. notice-filed in AZ, TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
67
April 2025 — KANE INVESTMENT MANAGEMENT, INC. grew from 4 to 6 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
68
April 2025 — KANE INVESTMENT MANAGEMENT, INC. reported RAUM up 70% ($129.8M -> $220.6M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.