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EXCEL WEALTH MANAGEMENT, LLC

MANCHESTER, CT · CRD 299602 · IAPD ↗ · (888) 929-9920

$310.5MRegulatory AUM
5Advisory reps
9Employees
4933Clients
0Planning clients
0Private funds
14States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
April 2025 — EXCEL WEALTH MANAGEMENT, LLC notice-filed in PA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
April 2024 — EXCEL WEALTH MANAGEMENT, LLC reported RAUM down 45% ($419.5M -> $232.7M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
50
April 2024 — EXCEL WEALTH MANAGEMENT, LLC shrank from 10 to 7 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
50
April 2024 — EXCEL WEALTH MANAGEMENT, LLC added office(s): 4 -> 5 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.