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PHILLIPS FINANCIAL

FORT WAYNE, IN · CRD 131344 · IAPD ↗ · 260-420-7732

$2.64BRegulatory AUM
14Advisory reps
32Employees
85Clients
101-250Planning clients
0Private funds
21States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
April 2026 — PHILLIPS FINANCIAL notice-filed in MA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
49
April 2025 — PHILLIPS FINANCIAL notice-filed in MD, WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
April 2024 — PHILLIPS FINANCIAL added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
63
April 2024 — PHILLIPS FINANCIAL reports 101-250 financial-planning clients, up from 51-100.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.