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RING MOUNTAIN CAPITAL, LLC

TIBURON, CA · CRD 288714 · IAPD ↗ · ringmountaincapital.com · 415-350-1355

$222.1MRegulatory AUM
1Advisory reps
1Employees
1Clients
1-10Planning clients
0Private funds
5States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
April 2025 — RING MOUNTAIN CAPITAL, LLC notice-filed in FL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
58
April 2025 — RING MOUNTAIN CAPITAL, LLC reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
61
April 2025 — RING MOUNTAIN CAPITAL, LLC reported RAUM up 34% ($138.2M -> $185.7M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
75
April 2025 — RING MOUNTAIN CAPITAL, LLC now offers financial planning (Item 5G(1)).
Firm now reports offering financial planning (Item 5G(1)). They need planning software.
Financial planning softwareCRM
95
May 2024 — RING MOUNTAIN CAPITAL, LLC (TIBURON, CA) is newly SEC-registered with $138.2M RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.