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PVG ASSET MANAGEMENT CORP

CENTENNIAL, CO · CRD 105541 · IAPD ↗ · facebook.com\pvgasset · 303-526-0548

$624.9MRegulatory AUM
6Advisory reps
9Employees
0Clients
0Planning clients
0Private funds
20States
2Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
May 2026 — PVG ASSET MANAGEMENT CORP notice-filed in IN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
May 2026 — PVG ASSET MANAGEMENT CORP's Item 11 disclosure-reporting entries rose by 1 (1 -> 2).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
78
April 2026 — PVG ASSET MANAGEMENT CORP now offers financial planning (Item 5G(1)).
Firm now reports offering financial planning (Item 5G(1)). They need planning software.
Financial planning softwareCRM
48
April 2025 — PVG ASSET MANAGEMENT CORP moved its main office from DENVER, CO to CENTENNIAL, CO.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
53
April 2025 — PVG ASSET MANAGEMENT CORP added office(s): 2 -> 3 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
71
April 2025 — PVG ASSET MANAGEMENT CORP grew from 3 to 6 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
28
November 2024 — PVG ASSET MANAGEMENT CORP changed its website from pvgassetmanagement.com to facebook.com\pvgasset.
Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
Marketing & brand
45
November 2024 — PVG ASSET MANAGEMENT CORP notice-filed in NY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
November 2024 — PVG ASSET MANAGEMENT CORP added office(s): 0 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
53
August 2024 — PVG ASSET MANAGEMENT CORP's Item 11 disclosure-reporting entries rose by 1 (0 -> 1).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
70
April 2024 — PVG ASSET MANAGEMENT CORP crossed $500M in regulatory AUM ($350.7M -> $500.4M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.