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CORIGLIANO INVESTMENT ADVISERS, LLC

RALEIGH, NC · CRD 331908 · IAPD ↗ · coriglianoenergy.com · (919) 225-6496

$495.5MRegulatory AUM
4Advisory reps
4Employees
2Clients
n/aPlanning clients
1Private funds
2States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

48
July 2026 — CORIGLIANO INVESTMENT ADVISERS, LLC (RALEIGH, NC) left the SEC roster (was $495.5M RAUM, 4 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
54
April 2026 — CORIGLIANO INVESTMENT ADVISERS, LLC reported RAUM up 55% ($318.9M -> $495.5M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
33
April 2025 — CORIGLIANO INVESTMENT ADVISERS, LLC reported RAUM down 31% ($461.6M -> $318.9M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
53
April 2025 — CORIGLIANO INVESTMENT ADVISERS, LLC now reports custody of client assets ($20.6M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
38
November 2024 — CORIGLIANO INVESTMENT ADVISERS, LLC added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
55
November 2024 — CORIGLIANO INVESTMENT ADVISERS, LLC grew from 2 to 4 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
58
November 2024 — CORIGLIANO INVESTMENT ADVISERS, LLC reported RAUM up 3860% ($11.7M -> $461.6M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
58
November 2024 — CORIGLIANO INVESTMENT ADVISERS, LLC's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
80
August 2024 — CORIGLIANO INVESTMENT ADVISERS, LLC (location n/a) is newly SEC-registered (provisional 120-day approval) with $11.7M RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.