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LEGACY ADVISORS, LLC

PLYMOUTH MEETING, PA · CRD 139830 · IAPD ↗ · legacyadvice.com · 610-943-3000

$5.17BRegulatory AUM
25Advisory reps
50Employees
0Clients
251-500Planning clients
0Private funds
12States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

70
April 2026 — LEGACY ADVISORS, LLC now reports custody of client assets ($214.4M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
47
April 2025 — LEGACY ADVISORS, LLC notice-filed in NH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
65
April 2024 — LEGACY ADVISORS, LLC reported RAUM up 30% ($2.80B -> $3.64B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.