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MONTICELLO ASSOCIATES, LLC

DENVER, CO · CRD 107392 · IAPD ↗ · 303-572-6300

$0Regulatory AUM
31Advisory reps
58Employees
426Clients
n/aPlanning clients
0Private funds
10States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
April 2026 — MONTICELLO ASSOCIATES, LLC notice-filed in MD.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
April 2026 — MONTICELLO ASSOCIATES, LLC added office(s): 3 -> 4 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
74
April 2026 — MONTICELLO ASSOCIATES, LLC grew from 22 to 31 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
December 2025 — MONTICELLO ASSOCIATES INC is now doing business as MONTICELLO ASSOCIATES, LLC.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
42
April 2025 — MONTICELLO ASSOCIATES INC notice-filed in MA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
April 2025 — MONTICELLO ASSOCIATES INC shrank from 28 to 22 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.