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TRUMAN WEALTH ADVISORS

COLUMBIA, MO · CRD 334752 · IAPD ↗ · trumanwealthadvisors.com · 573-540-4788

$106.0MRegulatory AUM
3Advisory reps
3Employees
0Clients
0Planning clients
0Private funds
5States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
April 2026 — TRUMAN WEALTH ADVISORS notice-filed in IL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
April 2026 — TRUMAN WEALTH ADVISORS reported RAUM down 25% ($142.1M -> $106.0M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
65
May 2025 — TRUMAN WEALTH ADVISORS now reports custody of client assets ($39.8M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
70
May 2025 — TRUMAN WEALTH ADVISORS's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
46
April 2025 — TRUMAN WEALTH ADVISORS notice-filed in MN, TN, TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
April 2025 — TRUMAN WEALTH ADVISORS added office(s): 0 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
67
April 2025 — TRUMAN WEALTH ADVISORS grew from 1 to 3 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
95
March 2025 — TRUMAN WEALTH ADVISORS (COLUMBIA, MO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.