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WHITEBARK INVESTORS

INCLINE VILLAGE, NV · CRD 331803 · IAPD ↗ · whitebarkinvestors.com · 775-737-2214

$292.4MRegulatory AUM
3Advisory reps
6Employees
0Clients
n/aPlanning clients
3Private funds
2States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

30
April 2025 — WHITEBARK INVESTORS notice-filed in NY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
38
April 2025 — WHITEBARK INVESTORS added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
58
April 2025 — WHITEBARK INVESTORS now reports 3 private fund(s) ($340.2M gross).
Firm reports private funds for the first time.
Fund administrationCompliance
58
October 2024 — WHITEBARK INVESTORS now reports custody of client assets.
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
61
October 2024 — WHITEBARK INVESTORS grew from 1 to 4 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
63
October 2024 — WHITEBARK INVESTORS's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
85
August 2024 — WHITEBARK INVESTORS (INCLINE VILLAGE, NV) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.