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SARGENT INVESTMENT GROUP

BETHESDA, MD · CRD 297499 · IAPD ↗ · (202) 580-6400

$1.48BRegulatory AUM
13Advisory reps
18Employees
0Clients
0Planning clients
1Private funds
19States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

75
May 2025 — SARGENT INVESTMENT GROUP now reports 1 private fund(s) ($0 gross).
Firm reports private funds for the first time.
Fund administrationCompliance
72
April 2025 — SARGENT INVESTMENT GROUP grew from 10 to 12 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
47
May 2024 — SARGENT INVESTMENT GROUP notice-filed in OR.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.