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KOM WEALTH MANAGEMENT GROUP, LLC

APPLETON, WI · CRD 142682 · IAPD ↗ · onekom.com · 920-733-3865

$407.8MRegulatory AUM
7Advisory reps
7Employees
0Clients
0Planning clients
0Private funds
6States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

58
December 2025 — KERNTKE OTTO MCGLONE WEALTH MANAGEMENT GROUP is now doing business as KOM WEALTH MANAGEMENT GROUP, LLC.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
68
April 2025 — KERNTKE OTTO MCGLONE WEALTH MANAGEMENT GROUP now reports custody of client assets ($67.1M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
61
April 2024 — KERNTKE OTTO MCGLONE WEALTH MANAGEMENT GROUP reports 251-500 financial-planning clients, up from 101-250.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.