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AWR INVESTMENT MANAGEMENT, LLC

SAN RAFAEL, CA · CRD 118538 · IAPD ↗ · awrinvestmentmanagement.com · (415) 457-9415

$131.6MRegulatory AUM
1Advisory reps
2Employees
0Clients
1-10Planning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
April 2025 — AWR INVESTMENT MANAGEMENT, LLC notice-filed in NH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
95
July 2024 — AWR INVESTMENT MANAGEMENT, LLC (SAN RAFAEL, CA) is newly SEC-registered with $115.8M RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.