← Tributary

HWA FINANCIAL GROUP

ELLICOTT CITY, MD · CRD 120745 · IAPD ↗ · 410.696.4025

$295.3MRegulatory AUM
3Advisory reps
4Employees
7Clients
1-10Planning clients
0Private funds
8States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
April 2025 — HWA FINANCIAL GROUP notice-filed in GA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
46
March 2025 — HWA FINANCIAL GROUP notice-filed in DE, FL, PA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.