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BROOKWOOD INVESTMENT GROUP

PHOENIX, AZ · CRD 316544 · IAPD ↗ · ckwmg.com · 4803514740

$1.25BRegulatory AUM
22Advisory reps
24Employees
0Clients
51-100Planning clients
0Private funds
46States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
April 2026 — BROOKWOOD INVESTMENT GROUP notice-filed in AK, AL, AR, DC, HI, KY, ME, MT, NE, NM, OK, UT, WA, WI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
66
April 2026 — BROOKWOOD INVESTMENT GROUP reports 51-100 financial-planning clients, up from 11-25.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
49
July 2025 — BROOKWOOD INVESTMENT GROUP notice-filed in KS, MO.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
April 2025 — BROOKWOOD INVESTMENT GROUP notice-filed in CO, DE, IA, ID, IN, LA, MA, MD, MI, MN, NC, NH, NJ, NY, SC, VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
77
April 2025 — BROOKWOOD INVESTMENT GROUP grew from 17 to 24 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
85
April 2025 — BROOKWOOD INVESTMENT GROUP crossed $1B in regulatory AUM ($689.1M -> $1.06B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
45
February 2025 — BROOKWOOD INVESTMENT GROUP notice-filed in TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
January 2025 — BROOKWOOD INVESTMENT GROUP notice-filed in NV.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
August 2024 — BROOKWOOD INVESTMENT GROUP added office(s): 4 -> 5 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
64
April 2024 — BROOKWOOD INVESTMENT GROUP reports 11-25 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.